» Securities Law

New York, NY (Law Firm Newswire) April 18, 2014 – Zamansky LLC warns investors who hold Accumulator and Equi-Vest variable annuity contracts issued by AXA Equitable Life Insurance Company (“AXA Equitable”) that are invested in AXA Tactical Manager Strategy (“ATM”) managed funds. The warning is that investors who held these variable annuities invested in the ATM managed portfolios may have suffered lower investment returns since 2009. On March 17, 2014, AXA Equitable agreed to pay a $20 million to settle an investigation by the New York State Department of Financial Services (“DFS”) which began in 2011. The DFS investigation concerned […]


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New York, NY (Law Firm Newswire) April 17, 2014 – Zamansky LLC has filed several FINRA arbitrations on behalf of investors in the UBS Willow Fund LLC (“Willow Fund”) with tax losses. The arbitrations are against UBS Financial Services Inc. (“UBS”) which sold the Willow Fund to its brokerage customers. In 2013, the Willow Fund liquidated after investors suffered a 70% or more in losses. The Statements of Claim in these arbitrations allege that the Willow Fund materially deviated from its disclosed strategy of investing in distressed debt, and instead speculated in trading credit default swaps (CDS), including foreign sovereign […]


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New York, NY (Law Firm Newswire) April 14, 2014 – Zamansky LLC announces that it is investigating Gigamon, Inc. (NYSE: GIMO) for potential violations of the federal securities laws stemming from possible misrepresentations and omissions concerning the Gigamon’s reliance on certain customer contracts. On April 7, 2014, after the market closed, Gigamon announced that expected revenue for the first quarter ending March 29, 2014, would be $31 – $31.5 million, down from previous guidance offered on February 4, 2014 of $34 – $35 million. The 10% drop in revenue was attributed primarily to a contract that did not materialize from […]


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New York, NY (Law Firm Newswire) April 13, 2014 – Zamansky LLC announces that it is investigating financial advisor José “Pepe” Ramos of Popular Securities, the brokerage arm of Puerto Rico’s biggest bank, Banco Popular. The investigation concerns his handling of brokerage customers’ accounts and possible unauthorized and unsuitable trades. Zamansky LLC reports that a FINRA arbitration was filed by boxer Felix “Tito” Trinidad, one of Ramos’ customers, to recover losses of $63 million in investments in Puerto Rico government bonds. Trinidad alleges that José “Pepe” Ramos made risky investments without his consent or knowledge. Trinidad also filed a lawsuit […]


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New York, NY (Law Firm Newswire) April 12, 2014 – Zamansky LLC announces that it is investigating the acquisition of Zygo Corporation (NASDAQ: ZIGO) by AMETEK, Inc., whereby AMETEK will acquire all outstanding shares of Zygo common stock for the consideration of $19.25 per share in cash. The investigation concerns whether this offer significantly undervalues Zygo because of its strong cash position, having reported $90 million in cash or $5.00 per share. Effectively, in view of this cash, AMETEK will only be paying $14.25 per share for Zygo, which is below Zygo’s closing price of $14.68 on April 10, 2014. […]


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Sioux City, IA (Law Firm Newswire) March 28, 2014 – The Law Offices of Crary, Huff, Ringgenberg, Hartnett & Storm, PC are pleased to announce that Jeremy Saint has been made a principal with the law firm. Jeremy has been with the firm since 2007 and practices primarily in, but is not limited to, the areas of real estate, business and corporate law. He is a member of the Iowa State Bar Association and the Woodbury County Bar Association. He is a 2007 graduate of the University of Iowa College of Law, where he graduated with high distinction. Jeremy received […]


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If you are an investor and wish to have the investment reviewed or discuss your legal rights, you may, without obligation or cost to you by calling (212) 742-1414. New York, NY (Law Firm Newswire) March 28, 2014 – Zamansky LLC announces that it is investigating alleged price manipulation in the gold market via the London “Fix”, a widely-used price benchmark, and losses suffered by investors in gold funds, gold stocks and gold futures trading. The Fix is used to price gold in industrial contracts, and is embedded in gold derivatives such as futures, options and swap contracts. It is […]


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If you are an investor and wish to have the investment reviewed or discuss your legal rights, you may, without obligation or cost to you by calling (212) 742-1414. New York, NY (Law Firm Newswire) March 21, 2014 – Zamansky LLC announces that it is investigating AXA Equitable Life Insurance Company (“AXA Equitable”), the large insurance company, over its Accumulator and Equi-Vest variable annuity contracts invested in AXA Tactical Manager Strategy (“ATM”) managed sub-accounts. The investigation concerns whether investors who held these variable annuities invested in the ATM managed portfolios were damaged by reduced investment returns over the past several […]


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If you are an investor in the Colony Investments VIII Fund, and wish to have the investment reviewed or discuss your legal rights, you may, without obligation or cost to you by calling (212) 742-1414. New York, NY (Law Firm Newswire) March 19, 2014 – Zamansky LLC announces that it is investigating the Colony Investments VIII LP (“Colony Investments VIII”) over alleged losses as high as 60%. Colony Investments VIII is a private fund that was launched in 2007 by Colony Capital LLC, which manages billions of dollars of investor money in approximately 16 funds. Colony Capital was founded in […]


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Participants are paid to review branding material and provide feedback on proposed designs. San Francisco, CA (Law Firm Newswire) March 18, 2014 – When law firms rebrand, create new marketing literature or design a new website, they want to know what their target market thinks. Anyone who has hired a lawyer in the United States after 2004 can now receive compensation for participation in a Custom Legal Marketing focus group. To qualify, a focus group participant must have retained a lawyer within the last 10 years. Both the focus group member and the retained attorney must have been (and be) […]


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David Landau & Associates, LLC (DLA) is excited to announce the expansion of its forensic accounting group to include a wider-breadth of services surrounding the litigation process. Fairfield, NJ (Law Firm Newswire) January 21, 2014 – David Landau & Associates, LLC (DLA) is excited to announce the expansion of its forensic accounting group to include a wider-breadth of services surrounding the litigation process.  David Landau, the firm’s Founder & CEO, will lead the newly formed Forensic Accounting & Litigation Support practice, which will now operate as its own service line. DLA has been providing forensic accounting and certain litigation offerings […]


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Seal Beach, CA (Law Firm Newswire) July 18, 2013 — Attorney Rachel Simon is returning to Seal Beach with a new boutique law firm focusing on tax, business and non-profit entity planning, and estate planning. “The new firm provides an opportunity to offer exceptional legal advice and unrivaled client service at more reasonable rates than those offered by traditional large firms”, said Simon. Ms. Simon was most recently a partner in the Huntington Beach office of Wasson & Simon, LLP, where she advised clients on various business and tax law matters. Her experience includes representing clients in acquisitions, reorganizations, and […]


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New Kessler Survey finds that 95% of employees steal from employers, up from 79% in Kessler’s 1999 study. New York, NY (Law Firm Newswire) April 29, 2013 – An anonymous survey conducted by Kessler International of 500 company employees in varying retail and service industries found that employees are more likely to steal from their employer than their customers. The theft comes in the form of stolen time, theft of office supplies and equipment, theft and sale of corporate secrets and even the theft of the products and services offered by their own employers. The startling uptick in theft was […]


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New York, NY (Law Firm Newswire) November 14, 2012 – Abrams Garfinkel Margolis Bergson, LLP (“AGMB”) is excited to announce that Eric B. Post has joined the firm as partner in its Litigation Practice Group, working in the firm’s New York office. Prior to becoming a partner at AGMB, Mr. Post was a litigation associate at Kelley Drye & Warren LLP. Mr. Post brings to AGMB 13 years of experience handling complex commercial litigation and dispute resolution for large corporations in federal and state courts and in arbitration. Mr. Post’s extensive experience handling high-stakes litigation for corporate clients includes cases […]


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San Diego, CA (Law Firm Newswire) July 20, 2012 – Business attorney, Ron Naves – of The Naves Law Office PC – has recently been awarded the Community Leadership Award for 2012 from the North San Diego County Chamber of Commerce. The event was held in Rancho Bernardo and attended by over 200 community leaders. The award itself was presented to “Coach Naves” by Dr. Sharon M. Lightner, the Dean of the College of Business Administration at California State University San Marcos. The Chamber of Commerce recognized the extraordinary efforts of Mr. Naves in volunteering his time and skills to […]


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Provides pre-claim and risk mitigation consultation for small firms and solo practitioners Lisle, IL (Law Firm Newswire) May 16, 2012 – In an era of complex litigation, advice and counsel before a potential claim arises goes a long way towards mitigating risk. As part of its value-added services to lawyers’ professional liability customers, AmerInst Professional Services, Ltd. and A. M. Best “A” rated insurance carrier, United States Fire Insurance Company (part of Crum & Forster insurance group), have launched a new hotline that allows policyholders to seek advice prior to submitting a claim. This is one of an array of […]


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San Diego, CA (Law Firm Newswire) April 30, 2012 – Recognized business legal expert, Ron Naves, is now launching his own firm–with a new legal business model. Unlike traditional firms who offer very little flexibility in regard to hiring their services, Ron Naves is helping to change the legal field and offering his expert services based on the needs of his clients. “Fractional General Counsel ownership,” or being able to hire an experienced legal professional at an affordable, flat rate, for a fixed period of time is a new and creative approach to reducing legal expenses and solving legal challenges […]


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New York, NY (Law Firm Newswire) January 24, 2012 – Littman Krooks LLP has once again been ranked among the top 2011 U.S. PIPE (Private Investment in Public Equity) Market Placement Agents. This is the third time in the last four years that Littman Krooks has been ranked among the top placement agent law firms in the U.S. The rankings are compiled by two unaffiliated independent entities: PrivateRaise, a source for comprehensive analysis of private investments in public equity and PlacementTracker, a provider of research, data, and analytics covering the PIPEs market. PrivateRaise ranked Littman Krooks in 20th place while […]


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New Haven, CT (Law Firm Newswire) December 29, 2011 – Investors are enticed to make money off of properties in the down economy as real estate purchases are at an all-time value. Some individuals look to pool their monies together to obtain a portfolio of properties, which is known as a real estate investment trusts (REITs). Two types of REITs are available. One is traded on a national securities exchange whereas the other type focuses on non-traded REITs. “The Financial Industry Regulatory Authority (FINRA) recently sent out an alert about these non-traded REITs,” said Connecticut stock market loss attorney Michael […]


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New Haven, CT (Law Firm Newswire) November 21, 2011 – With the price of gold skyrocketing, many novice and seasoned investors are looking to get in on the action. Since the market for this commodity is so hot, unfortunately scam artists are setting up bogus luncheons, seminars, and companies to bilk individuals out of their money. The Financial Industry Regulatory Authority (FINRA) recently published an Investor Alert, “Gold” Stocks – Some Investments Mine Your Pocketbook. “Investors need to be wary of whom they place their investments with and research the financial consultant and firm before they spend their money and […]


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