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Immigration Law | Legacy August 13, 2015
SEC Begins Crackdown on Unregistered EB-5 Broker Dealers
Dallas, TX (Law Firm Newswire) August 13, 2015 – The U.S. Securities and Exchange Commission (SEC) is cracking down on unregistered broker dealers receiving commissions within the EB-5 Immigrant Investor Program. The EB-5 program allows a foreign national to obtain…
Arbitration and Mediation Law | Business Law | Legacy June 15, 2014
Zamansky LLC Files A FINRA Arbitration Against Oppenheimer For An Elderly Investor Who Claims Her Accounts Were Churned
New York, NY (Law Firm Newswire) June 15, 2014 – Zamansky LLC has filed a FINRA arbitration on behalf of an elderly investor against Oppenheimer & Co. Inc. (“Oppenheimer”) who claims that her accounts were churned by her financial advisor….