Mitchell Littman of Littman Krooks LLP to Host CLE Seminar on Private Placements and the Secondary Market for Private Shares
New York, NY (Law Firm Newswire) June 7, 2011 - Mitchell C. Littman, Esq. of Littman Krooks LLP has been selected by Hudson Valley Bank to host a Continuing Legal Education Seminar on “Private Placements, Regulation D and the Growth of the Secondary Market for Private Shares.”
This CLE Seminar will be held on Thursday, June 16 from 8 a.m. to 10:30 a.m. at One Grand Central Place, 60 East 42nd Street, New York, NY in the Ground Floor Conference Center.
The growth of the Secondary Market has become instrumental in today’s capital markets, especially among biotech and social media industries. Mr. Littman will focus his presentation on how the Secondary Market is legally navigated through the use of private placements and how these transactions are structured. He will also provide an overview of Federal Securities Law, Regulation D, Blue Sky and conducting due diligence in these transactions.
Continuing Legal Education (CLE) Seminars are a gratis service provided to attorney clients and prospective clients of Hudson Valley Bank. For more information about this CLE Seminar, please use this link: http://www.littmankrooks.com/wp-content/uploads/2011/06/Hudson-Valley-Bank-Flyer.pdf.
Since its inception in October 1990, Littman Krooks LLP has focused on investment banking firms, private and public companies, investment partnerships and private investors in a wide variety of financing and corporate transactions.
The firm has been in the forefront of the secondary market, handling a broad variety of transactions involving the securities of well-known social media, clean-tech and similar issuers. Littman Krooks has established numerous investment vehicles to engage in secondary market transactions and, to date, the firm's clients have acquired, in the aggregate, nearly $100 million of secondary market shares. Littman Krooks has also been ranked in the top ten of 2010 U.S. PIPE (Private Investment in Public Equity) Market Placement Agent Counsel by both The Pipes Report (9th place) and by Placement Tracker (8th place). Its clientele include broker-dealers, fund sponsors, high net worth investors and other market participants.
Littman Krooks LLP offers legal services in several areas of law, including special needs planning, special education advocacy, elder law, estate planning, veterans benefits, and corporate and securities.
Learn more at http://www.littmankrooks.com.
New York City Office
655 Third Avenue, 20th Floor
New York, New York 10017
(212) 490-2020 Phone
399 Knollwood Road
White Plains, New York 10603
(914) 684-2100 Phone
300 Westage Business Center
Drive, Suite 400
Fishkill, NY 12524
(845) 896-1106 Phone
- The Supreme Court Rules that a Free Appropriate Public Education Requires More Than Trivial Progress
By Marion Walsh, Esq., and Arshi Pal, Graduate Law Clerk, Littman Krooks LLP (Read our previous article on this subject) On March 22, 2017, the United States Supreme Court, in a seminal and unanimous ruling, in Endrew F. v. Douglas County School District, ruled that students with disabilities must receive an education that will allow them to make more than trivial progress. The Individuals with Disabilities Education Act (“IDEA”) requires ...
- Five Ways To Recognize Developmental Disabilities Awareness Month
By Marion M. Walsh, Esq. March represents Developmental Disabilities Awareness month. According to the Center for Disease Control, the prevalence of developmental disabilities, in the past twelve years, has increased. The term Developmental Disabilities encompasses a diverse group of severe chronic conditions that are due to mental and/or physical impairments. People with developmental disabilities have problems with major life activities such as language, mobility, learning, self-help, and independent living. Developmental ...
- The Changing Landscape of 17-A Guardianships
By Erica Fitzgerald, Esq., Littman Krooks LLP Article 17-A of the Surrogate’s Court Procedure Act provides a mechanism by which, generally speaking, a parent or interested person over the age of 18 (“Petitioner”) may seek and obtain guardianship over an individual diagnosed with an intellectual or developmental disability (“Ward”). In order to obtain 17-A guardianship over another individual, a Petitioner must establish that a 17-A guardianship is in the best ...
See other news sources publishing this article. BETA | Tags: new york elder law, new york elder law attorney, new york estate planning, new york estate planning lawyer, new york special needs, new york special needs attorney, new york special needs lawyer