Mitchell Littman of Littman Krooks LLP to Host CLE Seminar on Private Placements and the Secondary Market for Private Shares
New York, NY (Law Firm Newswire) June 7, 2011 - Mitchell C. Littman, Esq. of Littman Krooks LLP has been selected by Hudson Valley Bank to host a Continuing Legal Education Seminar on “Private Placements, Regulation D and the Growth of the Secondary Market for Private Shares.”
This CLE Seminar will be held on Thursday, June 16 from 8 a.m. to 10:30 a.m. at One Grand Central Place, 60 East 42nd Street, New York, NY in the Ground Floor Conference Center.
The growth of the Secondary Market has become instrumental in today’s capital markets, especially among biotech and social media industries. Mr. Littman will focus his presentation on how the Secondary Market is legally navigated through the use of private placements and how these transactions are structured. He will also provide an overview of Federal Securities Law, Regulation D, Blue Sky and conducting due diligence in these transactions.
Continuing Legal Education (CLE) Seminars are a gratis service provided to attorney clients and prospective clients of Hudson Valley Bank. For more information about this CLE Seminar, please use this link: http://www.littmankrooks.com/wp-content/uploads/2011/06/Hudson-Valley-Bank-Flyer.pdf.
Since its inception in October 1990, Littman Krooks LLP has focused on investment banking firms, private and public companies, investment partnerships and private investors in a wide variety of financing and corporate transactions.
The firm has been in the forefront of the secondary market, handling a broad variety of transactions involving the securities of well-known social media, clean-tech and similar issuers. Littman Krooks has established numerous investment vehicles to engage in secondary market transactions and, to date, the firm's clients have acquired, in the aggregate, nearly $100 million of secondary market shares. Littman Krooks has also been ranked in the top ten of 2010 U.S. PIPE (Private Investment in Public Equity) Market Placement Agent Counsel by both The Pipes Report (9th place) and by Placement Tracker (8th place). Its clientele include broker-dealers, fund sponsors, high net worth investors and other market participants.
Littman Krooks LLP offers legal services in several areas of law, including special needs planning, special education advocacy, elder law, estate planning, veterans benefits, and corporate and securities.
Learn more at http://www.littmankrooks.com.
New York City Office
655 Third Avenue, 20th Floor
New York, New York 10017
(212) 490-2020 Phone
399 Knollwood Road
White Plains, New York 10603
(914) 684-2100 Phone
300 Westage Business Center
Drive, Suite 400
Fishkill, NY 12524
(845) 896-1106 Phone
- Wonder the Goldendoodle Prevails at the U.S. Supreme Court: An Important Decision for Parents & Students
by Marion Walsh Esq., & Arshi Pal, Graduate Law Clerk To read our earlier entry, “Supreme Court Case on Service Dog Access to Schools has Broad Implications for All Students with Disabilities” click here. On February 22, 2017, the United States Supreme Court, in Fry v. Napoleon Community Schools, rendered an important victory for parents and students. The Court ruled that parents need not exhaust remedies and bring a special ...
- New Guidance Issued on Civil Rights of Students with Disabilities
By Sandi Rosenbaum, Special Education Advocate In December 2016, the U.S. Department of Education has issued an updated Parent and Educator Resource Guide to Section 504 in Public Elementary and Secondary Schools. The guide brings together information published in a variety of guidance memos over recent years into a comprehensive reference document. It is available at: https://www2.ed.gov/about/offices/list/ocr/docs/504-resource-guide-201612.pdf. A student is eligible for 504 protections if they have a substantial limitation ...
- Recent Changes to the Listings of Impairments for SSI and SSDI Claims
By Stacy M. Sadove, Esq. The Social Security Administration (“SSA”) put forth a listing of disabling conditions that are considered severe enough to qualify an individual for a medical determination of disability for purposes of social security disability benefits (either Social Security Income “SSI” or Social Security Disability Income “SSDI”). These conditions interfere with an individual’s ability to achieve substantial gainful employment. In order to determine if a condition meets ...
See other news sources publishing this article. BETA | Tags: new york elder law, new york elder law attorney, new york estate planning, new york estate planning lawyer, new york special needs, new york special needs attorney, new york special needs lawyer