Mitchell Littman of Littman Krooks LLP to Host CLE Seminar on Private Placements and the Secondary Market for Private Shares
New York, NY (Law Firm Newswire) June 7, 2011 - Mitchell C. Littman, Esq. of Littman Krooks LLP has been selected by Hudson Valley Bank to host a Continuing Legal Education Seminar on “Private Placements, Regulation D and the Growth of the Secondary Market for Private Shares.”
This CLE Seminar will be held on Thursday, June 16 from 8 a.m. to 10:30 a.m. at One Grand Central Place, 60 East 42nd Street, New York, NY in the Ground Floor Conference Center.
The growth of the Secondary Market has become instrumental in today’s capital markets, especially among biotech and social media industries. Mr. Littman will focus his presentation on how the Secondary Market is legally navigated through the use of private placements and how these transactions are structured. He will also provide an overview of Federal Securities Law, Regulation D, Blue Sky and conducting due diligence in these transactions.
Continuing Legal Education (CLE) Seminars are a gratis service provided to attorney clients and prospective clients of Hudson Valley Bank. For more information about this CLE Seminar, please use this link: http://www.littmankrooks.com/wp-content/uploads/2011/06/Hudson-Valley-Bank-Flyer.pdf.
Since its inception in October 1990, Littman Krooks LLP has focused on investment banking firms, private and public companies, investment partnerships and private investors in a wide variety of financing and corporate transactions.
The firm has been in the forefront of the secondary market, handling a broad variety of transactions involving the securities of well-known social media, clean-tech and similar issuers. Littman Krooks has established numerous investment vehicles to engage in secondary market transactions and, to date, the firm's clients have acquired, in the aggregate, nearly $100 million of secondary market shares. Littman Krooks has also been ranked in the top ten of 2010 U.S. PIPE (Private Investment in Public Equity) Market Placement Agent Counsel by both The Pipes Report (9th place) and by Placement Tracker (8th place). Its clientele include broker-dealers, fund sponsors, high net worth investors and other market participants.
Littman Krooks LLP offers legal services in several areas of law, including special needs planning, special education advocacy, elder law, estate planning, veterans benefits, and corporate and securities.
Learn more at http://www.littmankrooks.com.
New York City Office
655 Third Avenue, 20th Floor
New York, New York 10017
(212) 490-2020 Phone
399 Knollwood Road
White Plains, New York 10603
(914) 684-2100 Phone
300 Westage Business Center
Drive, Suite 400
Fishkill, NY 12524
(845) 896-1106 Phone
- Understanding Types of Guardianship in New York State
A guardian is someone who is appointed to make important decisions for another person who is not able to make those decisions on their own. This may be for a child, an adult with intellectual or developmental disabilities, or an adult who becomes incapacitated. In New York State, different types of guardianship petitions are filed in different courts, and it is important to understand the distinctions between them. Guardianship for ...
- Supreme Court Case on Service Dog Access to Schools has Broad Implications for all Students with Disabilities
By Marion M. Walsh, Esq., Littman Krooks LLP We stand with the student Ehlena Fry and her golden doodle Wonder, who ventured to the United States Supreme Court yesterday. On October 31, 2016, the United States Supreme Court heard oral argument in Fry v. Napoleon Community Schools, as to whether a student and parent may seek damages under the Americans with Disabilities Act (ADA) and Section 504 of the Rehabilitation ...
- Peter Falk’s Law
By Stacy M. Sadove, Esq., Littman Krooks LLP What would you do if someone prevented you from seeing a family member for the holidays, failed to tell you a family member fell sick, or worse, failed to notify you of a loved one’s funeral? Catherine Falk, daughter of the late Peter Falk, who portrayed Lieutenant Columbo on the TV series “Columbo,” faced these scary questions. Ms. Falk’s stepmother, who was ...
See other news sources publishing this article. BETA | Tags: new york elder law, new york elder law attorney, new york estate planning, new york estate planning lawyer, new york special needs, new york special needs attorney, new york special needs lawyer